1-Day Course on MiFID Compliance (London, United Kingdom – March 28, 2019) – ResearchAndMarkets.com

0
397
1-Day Course on MiFID Compliance (London, United Kingdom – March 28, 2019) – ResearchAndMarkets.com


DUBLIN–(BUSINESS WIRE)–The“MiFID
Compliance”
training has been added toResearchAndMarkets.com’s
offering.

This intensive one-day course provides a deep dive look at MiFID and the
key areas requiring change and consideration for firms as a result of
MiFIR and MiFID II.

Participants will be equipped to understand Market Structures, Investor
Protection, Conduct of Business, Transaction Reporting, Systems Controls
and Business Principles, Product Changes and Exchanges implemented
under: MiFID, MiFID II/MiFIR.

There will be a test performed at the end of the course to check
participants’ knowledge.

Summary

In 2007 the European Union first attempt to regulate the financial
market saw the introduction of MiFID I the effect of which was a
harmonised transaction reporting regime across Europe. In MiFID II, the
European Commission takes the current objective of transaction reporting
– the detection and investigation of potential market abuse – and
expands it into supporting market integrity.

MiFID II requires major implementation changes and a reassessment of
existing business models. The original MiFID led to a major shift in the
cash equity markets, and the MiFID II impact will be even more
pronounced, changing how almost all of OTC products are priced, traded
and reported.

The original MiFID Transaction Reporting provides a platform for
European Market participants to gain an appreciation of changes
introduced by MiFID II and get ahead of the forthcoming MiFIR
Transaction Reporting through developing a reporting model to suit their
business.

By the end of this training you will learn about:

  • The scope and content of MiFID / MiFID II / MiFIR
  • Who is affected and how
  • Impact of regulation on the Conduct of Business
  • Transaction reporting requirements
  • Reportable firms, instruments and transactions
  • Management and systems controls & governance
  • Data aggregation and management
  • Reporting challenges and how to overcome them

Topics Covered

  • Introduction to MiFID regulation
  • Organisational Requirements
  • Conduct of Business
  • Market Data and Market Structure
  • Transparency
  • Trade and Transaction Reporting

For more information about this training visit https://www.researchandmarkets.com/research/f2s5gq/1day_course_on?w=4

Read More

LEAVE A REPLY

Please enter your comment!
Please enter your name here